| Provocation
and characteristics, Pages 347-35
R v. Smith [2000] 4 All ER 289; [2000]
3 WLR 654; [2000] 1 Cr App R 31
The House of Lords has, at last, handed down its 3-2
majority decision in Smith. A major schism had arisen
in the law of provocation. One line of authority, endorsed
in the majority opinion of the Privy Council in Luc
Thiet-Thuan v. R [1999] AC 131, held that the characteristics
of D to be attributed to the ìreasonable manî
were confined to age and gender when the issue was the
degree of self-control to be required of D in the face
of the provocation. Another line of authority, endorsed
by Lord Steyn in his minority opinion in Luc, extended
the category of admissible characteristics to such psychological
conditions as depression, post-traumatic stress disorder,
brain damage, etc. In Smith, majority of Law Lords (Lords
Slynn, Hoffman, and Clyde) adopted the view of Lord
Steyn: D's state of depression should have been considered
by the jury when deciding whether a reasonable person
would have done as D did by way of reaction to the taunts
of V. V's taunt had not been directed as Dís
depression. This conclusion is vigorously contested
in the dissenting speeches of Lords Hobhouse and Millet.
As we shall see below, provocation may remain a turbulent,
unsettled body of law.
Of the majority judgments, Lord Slynn's is the least
wide-ranging. In essence, he considered that it would
be forensically unworkable to draw any strict division
between, on the one hand, characteristics admissible
on the issue of the weight of the provocation and, on
the other, characteristics allowable on the question
of capacity for self control. Accordingly, he considered
that when applying the reasonable man standard to the
facts of the instant case, the jury should have been
directed to consider how a reasonable man afflicted
with D's state of depression would have reacted to the
provocation.
Lords Hoffman and Clyde go further in reshaping the
concepts and language used in this area of law. Neither
judge considered it obligatory for trial judges to make
any reference to the reasonable person when directing
juries. They were both of the view that the nature of
the extenuation at issue in provocation was best explained
without reference to any such concept. Juries should
be told that an acceptable standard of self-control
was to be expected from everyone. No licence was to
be given to persons with defective characters, such
as the pugnacious, the unduly excitable, the short-tempered,
or the morbidly jealous. On the other hand, the jury
must consider any characteristic possessed by D that
has a just bearing on his capacity to exercise self-control.
It was accepted that this would not make for clear and
coherent doctrine; yet a loss of clarity was thought
to be an acceptable price of doing justice for defendants.
What is the difference between non-admissible defects
of character and allowable characteristics? As Lord
Slynn acknowledged, there are difficult borderline questions
here. Of particular interest is Lord Hoffmanís
discussion of the Australian case of Stingel v. The
Queen [1990] 171 CLR 312, where D had killed V, the
boyfriend of his former partner, on witnessing, as he
had supposed, their act of sexual intercourse. Lord
Hoffman agreed with the High Court of Australia that
D's obsession with his former partner was not to be
attributed to the reasonable person: "Male possessiveness
and jealousy should not today be an acceptable reason
for loss of self-control leading to homicide Indeed,
but how do we distinguish conceptually between Stingel
and a case such as Dryden [1995] 4 All ER 987, where
D' s obsessive personality (in matters relating to his
land and his rights thereon) was deemed attributable
to the reasonable person? All that may be safely gleaned
from the judgments of Lords Hoffman and Clyde is that
an admissible characteristic may be temporary or permanent,
may fall short of any recognised medical disorder, but
will not include the destabilising effects of drugs
or alcohol and shortcomings of character. Further appellate
litigation on the limits to be placed on attributable
characteristics seems assured.
The dissenting judgements forcefully reject the majority
position in terms of legal analysis and even more forcefully
in terms of policy. In their view, unless characteristics
relating to the capacity for self-control are confined
to age and gender, the distinctiveness of the separate
defences of provocation and diminished responsibility
is undermined. Undoubtedly, persons with any form of
mental instability who have lost self-control because
of something said or done will find section 3 of the
Homicide Act 1957 more receptive to their needs than
section 2. Of particular note is the opinion of both
dissentients to the effect that the majority judgments
in Smith are incompatible with the earlier decision
of the House of Lords in Morhall [1996] AC 90. If there
is incompatibility then, of course, the majority view
need not be followed in subsequent litigation.
Is Morhall conclusive authority against the majority
position in Smith? The former case decided that an addiction
to glue could be attributed to the reasonable person
if D was provoked by taunts related to his addiction.
Smith decides that D's state of clinical depression
can be attributed to the reasonable person, when determining
what degree of self-control should be shown, even though
the provocation was unrelated to his state of depression.
So SmithÄ;goes further than Morhall. But there was no
argument in Morhall that D's addiction was relevant
to questions of self-control and therefore no decision
on the point, although there were strong dicta to the
effect that age and gender were the only characteristics
germane to the issue of required standards of self-control.
Accordingly, there is no conflict of authority in the
strict sense. On that view, trial judges should follow
the majority in Smith as the authoritative word from
the House of Lords on the vexed question of what characteristics
are relevant to the standard of self-control required.
But how are trial judges to follow Smith? Recall that
Lords Hoffman and Clyde recommended that trial judges
eschew reference to the reasonable man in their directions.
But without reference at all to the reasonable man,
the decisive question that Parliament requires to be
put - whether the provocation was enough to make a reasonable
man do as he did -simply cannot be put. Moreover, Lord
Slynn retains the reasonable man standardóthe
reasonable man afflicted, like Smith, with clinical
depression (or whatever other characteristic at issue).
As a 3-2 majority decision, there is therefore no majority
consensus in Smith for dropping all reference to the
reasonable person standard. Judges would be well-advised
to make reference to the standard in their directions,
albeit with the gloss that the reasonable man is merely
the ordinary person, an ordinary person attributed with
those characteristics possessed by D which either bear
on the sting of the provocation or bear on the degree
of self-control fairly to be expected of D.
Download
pdf file
|