| Strict liability
and recklessness, Pages 132-4; 159ff; 410; 544ff
B (a minor) v. DPP [2000]
2 WLR 452; [2000] 1 All ER 833; [2000] 2 Cr App R
65; [2000] Crim LR 403; noted (2000) 11 King's College
LJ 261-265 (K. Campbell).
During a bus journey B, a boy aged 15, persistently
requested a 13-year-old girl to perform oral sex.
He was charged with inciting a girl under 14 to commit
an act of gross indecency contrary to s. 1(1) of the
Indecency with Children Act 1960. B claimed that he
had honestly believed that the girl was over 14. Nonetheless,
he altered his plea to guilty after the Youth Court
justices ruled that the offence was one of strict
liability in respect of the victim's age, and that
therefore his state of mind concerning her age was
irrelevant. B appealed ultimately to the House of
Lords, arguing that since the Children Act 1960 did
not specify a mens rea requirement, the common
law presumption that mens rea was necessary should
apply: and that, since he had thought the girl was
over 14, he lacked the intent or recklessness presumptively
required. The Crown argued that the offence was one
of strict liability following Prince (1875)
LR 2 CCR 154 [S&S p. 158], and that subsequent legislation
had confirmed this approach; especially since an express
exception had been created in s. 6(3) of the 1960
Act whereby belief as to age could provide a defence
in limited circumstances.
In an important decision, the House of Lords allowed
B's appeal. It ruled that the common-law presumption
of mens rea applied to s. 1(1) of the 1960
Act:
"In these circumstances the starting point for
a court is the established common law presumption
that a mental element, traditionally labelled mens
rea, is an essential ingredient unless Parliament
has indicated a contrary intention either expressly
or by necessary implication. The common law presumes
that, unless Parliament indicated otherwise, the
appropriate mental element is an unexpressed ingredient
of every statutory offence." (Lord Nicholls)
Specifically, the decision is authority that the
common-law presumption of mens rea is not overridden
in the context of the particular offence in s. 1(1).
(B's honest belief therefore meant he lacked mens
rea and must be acquitted.) More generally, the
significance of the decision is that:
- It endorses, resoundingly, the approach taken
in Sweet v. Parsley[1970] AC 132 (HL) [discussed
in S&S, s. 6.1, p. 159ff.] when determining what
mens rea, if any, is required in a statutory
offence where the statute is silent on that issue.
The starting point is a strong presumption that
mens rea is required. The presumption is only
to be overridden if there is a necessary implication
that Parliament intended the offence to be strict.
This requirement is fulfilled only if such a reading
is 'compellingly clear' (Lord Nicholls, with whom
Lord Irvine agreed), 'sufficiently clear' (Lord
Steyn) or 'necessary' (Lord Hutton, whose speech
Lord Steyn also endorsed; also Lord Mackay).
- Where the presumption of mens rea is not
rebutted, this means that intention or recklessness
is required as to the relevant actus reus elements.
Hence a mistake, at least of the sort B made, has
no special status but, rather, has the same effect
as the purported mistake in Morgan [1976]
AC 182: it means simply that the defendant lacks
mens rea.
- Correspondingly, there is no logical space left
for the old independent general defence of 'reasonable
mistake' found in Tolson;(1889) 23 QBD 132.
[See S&S p. 548.] Either
the defendant has mens rea or he does not.
- Although the point is not discussed formally,
it seems that the standard of recklessness required
under the common law presumption is Cunningham
recklessness. This is consonant with the move in
recent years toward subjective assessment of fault,
something noted and endorsed by the House. Given
their Lordships' view that a genuine mistake exculpates,
by negativing mens rea, even if that mistake is
unreasonable, it is hard to see how there is any
room for Caldwell recklessness in cases where
the statute is silent and the common law presumption
of mens rea applies.
- Nonetheless, the case modifies the Cunningham
test where the recklessness is in respect of circumstances.
As Lord Nicholls put it (at 841; see also 836),
'the necessary mental element ... is the absence
of a genuine belief by the accused that the victim
was 14 years of age or above.' This is a negative
test of subjective recklessness: D will be held
reckless about a circumstantial element of the offence
unless he had a positive belief that the circumstance
was lacking. It is not required that D actually
foresaw the risk that the girl was aged below 14
years. Rather, it is sufficient that D lacked a
belief that she was over that age. This seems to
confirm the preferred view of the law on recklessness
about circumstances, discussed in Simester and
Sullivan, pp. 132-4 and p. 410 (see, in particular,
the second alternative discussed at p. 134).
None of this means the end of strict liability. Although
the starting point in offences silent on the matter
is that every such offence is presumed to involve
mens rea, that presumption can be overridden. But
the decision to override is not to be taken lightly--only
as a matter of necessary implication. A good example
of this is R v K [2001] UKHL 41 (HL), [2001]
Crim LR 134 (CA):
In that case K, aged 26, indecently assaulted V contrary
to s. 14 of the Sexual Offences Act 1956. V was aged
14, and by s. 14(2) of the 1956 Act a girl under the
age of 16 cannot in law consent to an indecent assault.
However, K believed that V was aged 16, because she
had told him so.
The Court of Appeal had refused to overrule the existing
authority that liability is strict as to age in the
offence of indecent assault, notwithstanding the decision
of the House in B v. DPP. This need
not have been inconsistent with B. In K,
the Court of Appeal rightly started with a presumption
that the offence in s. 14 required mens rea as to
all elements, but was led by various factors (in particular,
the statutory history) to conclude that the presumption
was overridden in respect of age where the victim
was under 16, and that Parliament had intended that
particular element of the offence to be one of strict
liability. The sorts of factors that might rebut the
presumption of mens rea are discussed in Simester
and Sullivan at pp. 162-7.
Despite this, the House of Lords overruled the Court
of Appeal. Notwithstanding the history, it is not
a necessary implication of the legislation
that, in respect of V's age, the offence is one of
strict liability. Given the strength of the arguments
in favour of the view that s. 14 imposes strict liability
(indeed, as Lord Millett notes, that was clearly Parliament's
intention), their Lordships' decision in K
signals clearly that, in serious criminal offences,
the courts will strive hard to uphold the presumption
in favour of mens rea.
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