| Duress and Mistake,
Page 595
R v. Martin [2000] 2 Cr App
R 42
D had carried out two robberies and did not dispute
his involvement. He claimed to have acted only because
of the threats of two men, who lived on his estate,
to cause serious harm to himself or to his mother unless
he carried out robberies on their behalf. The reality
of these threats remained a matter of conjecture. At
trial the jury were asked to consider whether D reasonably
believed and had good cause to fear for his or his motherÆs
safety.
Surprisingly, the Court of Appeal ruled that reference
to a reasonable belief instead of merely a genuine belief
was a misdirection. Recall that, in Graham [1982]
1 WLR 294, Lord Lane CJ expressed the view that a valid
plea of mistake relating to the presence of duress had
to be based on reasonable grounds; an approach consistently
confirmed by the Court of Appeal and approved by the
House of Lords in Howe [1987] AC 417.
Why then a misdirection? Giving judgment for the Court
of Appeal, Mantell LJ observed that prior to the decision
in Graham, Lord Simon of Glaisdale had queried
in DPP v. Lynch [1975] AC 653 (at 686) whether
it was contrary to principle to require a fear of duress
to be based on reasonable grounds. Furthermore, Lord
LaneÆs analysis was considered by Mantell LJ to be flawed
by his assumption that duress and self-defence were
analogous, whereas a subjective approach was taken to
mistakes relating to the need for self-defence. Finally,
Mantell LJ purported to follow the Court of Appeal's
decision in Cairns [1999] 2 Cr App R 137, a case
of duress of circumstances where, according to Mantell
LJ, a subjective approach to mistake was taken by the
court.
With respect, his Lordship's reasoning does not convince.
In Lynch, Lord Simon's remarks were mere passing
dicta, which left open the very question raised.
It is true that, in Graham, Lord Lane CJ drew
a brief analogy with self-defence, but the analogy involved
an entirely different dimension of duress; the Chief
Justice was comparing the requirement in self-defence
for reasonable force with the requirement in duress
for reasonable fortitude. Hence the analysis was not
undermined in the way Mantell LJ suggests. Most surprising
of all is the interpretation put on Cairns, a
case where Mantell LJ himself delivered judgement for
the Court of Appeal. In Cairns, the trial judge
had given a direction suggesting that a threat of death
or serious harm must, in fact, have been present.
Quite rightly this was said to be a misdirection, as
otherwise there would be no scope for pleas of mistaken
duress at all. In his judgment, Mantell LJ cited approvingly
the following words of Simon Brown LJ (as he then was)
in Martin (1989) 88 Cr App R 343, 345-6:
was the accused, or may he have been, impelled to
act as he did because as a result of what he reasonably
believed to be the situation he had good cause to
fear that otherwise death or serious physical injury
would result. (At 141; emphasis added.)
Nothing that Mantell LJ said in Cairns before
or after his approval of this passage is at odds with
it.
All that said, if, post-Martin, a subjective
approach is now to be adopted to mistakes regarding
duress, there is a considerable gain in consistency
of approach between mistaken self-defence and mistaken
duress. This is as it should be, particularly given
the close affinity that duress of circumstance cases,
such as Willer (1987) 83 Cr App R 225 and Conway
[1989] QB 290, have to cases of self-defence.
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